Lasting relationships. For all that matters

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.


Carl J. Hattermann

Senior Vice President–Wealth Management

In 2015 Carl expanded his practice, partnering with the best of UBS, to business owners and their companies. He now focuses on the following sectors:

• Business Transitions Through ESOPs

• Business Insurance Solutions,

• Cash Management

• 401k Consulting

• Private Wealth Management

In doing this Carl's mission is simple: He serves a select few with integrity and value added service being his primary goals. This is accomplished by listening to his clients’ concerns, communicating openly and helping to address their needs. Carl prides himself on an unwavering commitment to his clients upon which his reputation has been built.

Carl has an undergraduate degree in Biology from Whittier College. He also earned an MBA in Finance from the University of Southern California. His prior career experience includes positions on finance staff at Ford Motor Credit Corporation, Manager of Financial Planning for Caesars World, and finally assistant treasurer for Hilton Hotels. He has earned a Certified Cash Manager designation from the Association of Financial Professionals and is a member of the Association for Corporate Growth.

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • HI
  • IL
  • LA
  • MA
  • MN
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • PR
  • TN
  • TX
  • UT
  • VA


  • Undergrad in Biology, Whittier College
  • MBA in Finance , University of Southern California
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660
  • (949) 717-3966

Email Me

Focus on liquidity management

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UBS and Credit Suisse—stronger than ever

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

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Backed by the strength of UBS

A global leader in wealth management

$3.9 trillion

In invested assets globally 
As of 12/31/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager