1.77 Billion
Assets under management
1.77 Billion
Assets under management
100+ Self-Insurance Entities
Client relationships
13 person
seasoned team
Insight and experience for Self-Insurance companies and their owners.
3 Point Legacy Advisors is an experienced team of professionals with an acute focus on the unique needs and challenges of self-insurance companies and business owners. With a combined experience of 181 years, we have provided customized advice to our clients by helping them understand the complexity, challenges and benefits of self-insurance while also managing their assets for income, liquidity and preservation.
Due to the uneven nature of insurance claims, ensuring each self-insurance entity follows an appropriate asset allocation plan is of the utmost importance. Developing the asset allocation begins with gaining a deep understanding of both the retained risks and the goals of the shareholders. We work closely with the entity owner, Board of Directors and Captive Manager to develop an initial investment plan and then adjust and enhance as the entity evolves over time. Our Team has an experienced understanding of the differing roles and requirements for capital, banking funds, reserves, surplus and/or collateral (including 114 trusts).
Why clients choose us:
Operational Efficiency
Industry Knowledge
Customized Portfolio Construction
Banking and lending services are provided by UBS Bank USA, a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS no. 947868.
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.
Financial Advisor
Senior Vice President–Wealth Management
Financial Advisor
Vice President–Wealth Management
Senior Vice President–Wealth Management
Financial Advisor
Financial Advisor
Senior Vice President–Wealth Management
Authorized Officer
Senior Wealth Strategy Associate
Senior Wealth Strategy Associate
Client Associate
Senior Registered Client Associate
Senior Registered Client Associate
Senior Registered Client Associate
Wealth Strategy Associate
Client Associate
Financial Advisor
Senior Vice President–Wealth Management
Financial Advisor
Vice President–Wealth Management
Senior Vice President–Wealth Management
Financial Advisor
Financial Advisor
Senior Vice President–Wealth Management
Authorized Officer
Senior Wealth Strategy Associate
Senior Wealth Strategy Associate
Client Associate
Senior Registered Client Associate
Senior Registered Client Associate
Senior Registered Client Associate
Wealth Strategy Associate
Client Associate
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
Is your portfolio ready?
In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?
We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.
