Insight-based advice

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Bill has over 42 years of experience in the financial services industry. Bill spent his early years in the industry as a stockbroker, obtained his CERTIFIED FINANCIAL PLANNER™ certification in 1986 and moved into management roles for several major brokerage firms. In 2000, Bill made a career decision to move away from management roles and return to what he enjoyed most, working with individual clients and their investment needs. Bill moved to UBS in 2012, after having been a highly successful Custom Portfolio Manager at Merrill Lynch and Morgan Stanley. “The combination of holding my CFP® certification and being recognized as a Senior Portfolio Manager in UBS’s Portfolio Management Program puts me in a rare position to truly understand and assist clients in appropriately managing their risk tolerance. By paying close attention to this, we believe that we can help our clients in constructing portfolios that can preserve and protect their investment monies when appropriate as well as grow these same monies when the markets return to a wealth accumulation mode”. Bill employs technical as well as fundamental research in his disciplined investment strategy. By doing this Bill feels strongly that the team has a unique approach that utilizes both of the major research themes that can cause movement in securities pricing.

A graduate of Rowan University, Bill and his wife, Maggie, reside in Solebury, PA and have two grown sons. Bill is an avid golfer and cyclist.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Rowan University

• CERTIFIED FINANCIAL PLANNER®
• Senior Portfolio Manager

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Janet joined UBS in 2012 after initiating her financial career at Merrill Lynch in 2005 where she obtained her CERTIFIED FINANCIAL PLANNER™ and her Chartered Retirement Planning Counselor™ certifications. Janet specializes in financial planning including developing a deep understanding of client goals and objectives, analyzing retirement, cash flow and investment requirements, as well as examining each client's education savings and estate planning needs.

A graduate of Princeton University with a degree in Chemical Engineering, Janet’s previous career included earning an M.B.A. degree and 15 years in management across multiple roles in manufacturing, operations and new business development at a local Fortune 500 company.

Janet and her husband, Al, reside in Mount Laurel, NJ and have two grown daughters. Janet enjoys spending  time with her family, traveling and following the Philadelphia  sports teams.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements. Chartered Retirement Planning CounselorSM or CRPCTM are registered trademarks owned by the College for Financial Planning and may not be used without the express written consent of the College.

• Forbes America’s Top Women Wealth Advisors, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Princeton University, Chemical Engineering

• CERTIFIED FINANCIAL PLANNER®
• Chartered Retirement Planning Counselor

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Sean initiated his financial services carrier in 2010 with the Banks Ziegler Group at Merrill Lynch. After the team moved to UBS in 2012, Sean worked to become partner on the team.  As a partner Sean focuses on working with professionals, and their families, to create custom financial plans tailored to individual needs. Over the years Sean has worked alongside Bill Banks to develop a deep understanding of technical analysis and the finer points of portfolio management. To better serve clients Sean has obtained both his CERTIFIED FINANCIAL PLANNER™ and his Chartered Retirement Planning Counselor™ certifications.

Sean is a graduate of Rowan University, were he competed on the Rowan Basketball Team occupying the power forward position. Sean and his wife Stacy reside in Hamilton Township, NJ with their three young children. Sean serves as a board member for the Ancient Order of Hibernians as well as serving on the zoning board for Hamilton Township. Sean enjoys coaching his children's sports teams, boating, and spending time with his family outdoors.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Rowan University

• CERTIFIED FINANCIAL PLANNER®
• Chartered Retirement Planning Counselor

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Rory graduated from Franklin & Marshall College with dual degrees in physics and economics in 2008. Rory spent 10 years at JP Morgan where he worked his way up from an operations support role to spending his last few years there as a trader on the Equity Derivatives Desk assisting large pension plans and institutions with sophisticated trades and ideas to fulfill their respective mandates. Rory was accepted into the UBS IGAP (Intergenerational Advisor Program) in 2018. He spent 2 years working in the Wealth Advice Center working with clients from around the country to solve for any of their needs. For his last year in the program Rory spent time on the Wealth Planning Desk and from there he was on our Wealth Advisory Desk assisting other financial advisors in finding solutions for their respective client needs.

Rory lives in Bucks County with his wife, Eileen, and daughter, Maeve. Rory is an outdoorsman, and enjoys cooking and keeping up with technology in his spare time.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Franklin & Marshall College, Economics and Physics

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Jasmine joined UBS in 2019 after initiating her carrier in the mortgage industry. Jasmine quickly became a valuable asset to the Banks Ziegler Carter Group completing all of her registration requirements to become a Register Client Service Associate in just a few months. Jasmine works closely with clients and prospects helping to provide the white glove service the team prides itself it on.

Jasmine is a graduate of Thomas Edison State University.  She resides in Atco, NJ with her husband Joe, young daughter, and new baby due to arrive December 2020.  Jasmine enjoys musical theatre and spending time with her family.