$2.8 trillion
In invested assets globally
As of 06/30/2022
You have dreams, a vision of the future that is uniquely yours. You also have questions and concerns about making the right decisions regarding your personal, business and the financial world of your family. You expect clear answers and solid guidance from your advisor.
As a multigenerational team, we pride ourselves on the candor and ease of communication that we develop with each generation of our clients. For more than five decades, we have been building trusted relationships that are supported by our core values:
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.
Robert has 30+ years of industry and investment experience. Robert spent the last 11 years at J.P. Morgan and Bear Stearns as an Executive Director within the Private Client Group. Robert received a Bachelor of Science Degree in Business Administration from Florida State University.
Prior to joining Bear Stearns, Robert founded a boutique investment banking firm located in Century City, California, where he served as CEO. Robert was directly responsible for managing all aspects of the firms trading desk and ultimately sold the firm to return to focus on his passion of client services and managing wealth.
Robert is an avid golfer and has played many of the most beautiful courses around the country. Robert and his family are avid travelers.
Robert lives in Santa Monica with his wife Lisa and two daughters Sarah and Hannah.
David has 20+ years of industry and investment experience. David spent his entire career in the Private Client Group as a Managing Director at J. P. Morgan Securities and its predecessor firm, Bear Stearns, prior to joining UBS in 2015. David is a graduate of UCLA with a B.A. in English.
David’s passion for design and entrepreneurial curiosity inspired him to re-invent the outdoor patio heater and co-found the award winning design company Kindle Living, a design company focused on outdoor living products. Kindle Living holds several global Utility and Design Patents with products on all 7 continents and in100+ countries.
David is active in the community and serves as a Trustee and Board member of Crossroads School in Santa Monica, California . David also serves as a Trustee of the Atlas Family Foundation whose mission is to address the early childhood population of 0 – 3, focused on prenatal care and early childhood development.
David is a 3rd generation Angelino and lives in Pacific Palisades with his wife Allison and four children Jack, Ben, Caroline and Oliver.
Eddie has spent 50 years in the securities and investment industry working with high net worth individuals and families starting his career at Bateman Eichler, Hill, Richards in 1972. Eddie was a Managing Director at J.P. Morgan
Securities and its predecessor firm, Bear Stearns, for 33 years before joining UBS in 2015.
Eddie received a Bachelor of Science Degree in Finance from the University of Southern California. He served as an Ensign for two years, with the United States Navy, where he was assigned to the USS Fort Marion.
Eddie is actively engaged at USC, most notably for being the founder of the legendary USC Mascot Traveler. For nearly 40 years Eddie has been responsible for the caretaking and travel of the six Travelers representing the school. Eddie currently serves as the USC NROTC Alumni Treasurer.
Eddie maintains an active relationship with the Marshall School Business Program at USC. Each year, Eddie is an active Mentor with new undergraduate students assigned to his leadership for the school year. He focuses on introducing them to the business world outside USC, helping them navigate their future world in business.
Eddie’s love of horses includes a stable of race horses that have won multiple derby and stake races. Eddie and his wife, Patti have four children and five grandchildren and live in Brentwood, California.
David has spent his entire career in the securities and investment industry, starting in 1976. David held positions as a broker and financial advisor to private clients at PaineWebber as well as CA-based investment banking and brokerage firm Bateman, Eichler, Hill, Richards. David was a Senior Managing Director at J.P. Morgan Securities and its predecessor firm, Bear Stearns, for 28 years, before joining UBS in 2015.
As an active participant in the community, David sits on several boards. He is the former President of the Jewish Institute for National Security Affairs (JINSA), based in Washington, D.C.; a member of the Board of Directors of the Committee for Accuracy in Middle East Reporting in America (CAMERA), Los Angeles; and a member of the Advisory Board of Fuel for Truth in New York City. David has been an Adjunct Professor at UCLA teaching investments and finance for 25 years.
Since 2008, David has co-chaired an annual Holiday Appeal that has raised and distributed more than $1 million to wounded warriors and other deserving veteran families suffering economic hardships.
David and his wife Laura have two sons and one grandson.
Rose has more than 20 years of experience in the financial services industry. Following her graduation in 1992 from UC Riverside with a B.A. in Business/Economics, Rose worked for J.P. Morgan Securities and its predecessor Bear Stearns for 22 years before joining UBS in 2015.
To balance her corporate career, Rose is a certified Hatha Yoga teacher, marathon competitor, and avid hiker.
Cyndi has worked four years in the securities and investment industry. Prior to joining UBS in 2015, Cyndi worked at J.P. Morgan Securities and Merrill Lynch Private Bank. She achieved CFP® certification in 2016. Cyndi earned her Bachelor of Business Administration degree from the University of Texas at El Paso.
She moved to Los Angeles in 2011 and currently resides in the city with her husband.
Robert has 30+ years of industry and investment experience. Robert spent the last 11 years at J.P. Morgan and Bear Stearns as an Executive Director within the Private Client Group. Robert received a Bachelor of Science Degree in Business Administration from Florida State University.
Prior to joining Bear Stearns, Robert founded a boutique investment banking firm located in Century City, California, where he served as CEO. Robert was directly responsible for managing all aspects of the firms trading desk and ultimately sold the firm to return to focus on his passion of client services and managing wealth.
Robert is an avid golfer and has played many of the most beautiful courses around the country. Robert and his family are avid travelers.
Robert lives in Santa Monica with his wife Lisa and two daughters Sarah and Hannah.
David has 20+ years of industry and investment experience. David spent his entire career in the Private Client Group as a Managing Director at J. P. Morgan Securities and its predecessor firm, Bear Stearns, prior to joining UBS in 2015. David is a graduate of UCLA with a B.A. in English.
David’s passion for design and entrepreneurial curiosity inspired him to re-invent the outdoor patio heater and co-found the award winning design company Kindle Living, a design company focused on outdoor living products. Kindle Living holds several global Utility and Design Patents with products on all 7 continents and in100+ countries.
David is active in the community and serves as a Trustee and Board member of Crossroads School in Santa Monica, California . David also serves as a Trustee of the Atlas Family Foundation whose mission is to address the early childhood population of 0 – 3, focused on prenatal care and early childhood development.
David is a 3rd generation Angelino and lives in Pacific Palisades with his wife Allison and four children Jack, Ben, Caroline and Oliver.
Eddie has spent 50 years in the securities and investment industry working with high net worth individuals and families starting his career at Bateman Eichler, Hill, Richards in 1972. Eddie was a Managing Director at J.P. Morgan
Securities and its predecessor firm, Bear Stearns, for 33 years before joining UBS in 2015.
Eddie received a Bachelor of Science Degree in Finance from the University of Southern California. He served as an Ensign for two years, with the United States Navy, where he was assigned to the USS Fort Marion.
Eddie is actively engaged at USC, most notably for being the founder of the legendary USC Mascot Traveler. For nearly 40 years Eddie has been responsible for the caretaking and travel of the six Travelers representing the school. Eddie currently serves as the USC NROTC Alumni Treasurer.
Eddie maintains an active relationship with the Marshall School Business Program at USC. Each year, Eddie is an active Mentor with new undergraduate students assigned to his leadership for the school year. He focuses on introducing them to the business world outside USC, helping them navigate their future world in business.
Eddie’s love of horses includes a stable of race horses that have won multiple derby and stake races. Eddie and his wife, Patti have four children and five grandchildren and live in Brentwood, California.
David has spent his entire career in the securities and investment industry, starting in 1976. David held positions as a broker and financial advisor to private clients at PaineWebber as well as CA-based investment banking and brokerage firm Bateman, Eichler, Hill, Richards. David was a Senior Managing Director at J.P. Morgan Securities and its predecessor firm, Bear Stearns, for 28 years, before joining UBS in 2015.
As an active participant in the community, David sits on several boards. He is the former President of the Jewish Institute for National Security Affairs (JINSA), based in Washington, D.C.; a member of the Board of Directors of the Committee for Accuracy in Middle East Reporting in America (CAMERA), Los Angeles; and a member of the Advisory Board of Fuel for Truth in New York City. David has been an Adjunct Professor at UCLA teaching investments and finance for 25 years.
Since 2008, David has co-chaired an annual Holiday Appeal that has raised and distributed more than $1 million to wounded warriors and other deserving veteran families suffering economic hardships.
David and his wife Laura have two sons and one grandson.
Rose has more than 20 years of experience in the financial services industry. Following her graduation in 1992 from UC Riverside with a B.A. in Business/Economics, Rose worked for J.P. Morgan Securities and its predecessor Bear Stearns for 22 years before joining UBS in 2015.
To balance her corporate career, Rose is a certified Hatha Yoga teacher, marathon competitor, and avid hiker.
Cyndi has worked four years in the securities and investment industry. Prior to joining UBS in 2015, Cyndi worked at J.P. Morgan Securities and Merrill Lynch Private Bank. She achieved CFP® certification in 2016. Cyndi earned her Bachelor of Business Administration degree from the University of Texas at El Paso.
She moved to Los Angeles in 2011 and currently resides in the city with her husband.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
A focus on long-term planning
We work across generations—with our multigenerational team—to address growth strategies, insurance and lending solutions, wealth transfer and preservation, estate planning and philanthropic pursuits.
Our comprehensive services include:
Understanding the full cycle of business needs
We address the full cycle of business needs from strategic business financing to discretionary portfolio management to succession and exit strategies. Working closely with our UBS Boutique Banking Network, we provide access to investment banking services, regardless of the size of the transaction.
Executive financial planning with an integrated perspective
We understand the important role that executive compensation plans play into overall wealth strategy. This is especially true for senior executives who have more complex financial circumstances and rewards.
We support executives by offering:
A personalized experience is the key to a successful relationship
Our entire team works diligently on your behalf. We work closely together to bring you the kind of high-touch service that helps simplify your financial life and builds long-lasting relationships. Many clients think of us as their “personal CFO”—this individualized attention aims to provide a level of confidence that is invaluable.
Careful stewards of your wealth
The foundation of our investment strategies comes from the insights of both internal and external sources, combined in an integrated and systematic process. Asset allocation and risk management is tailored to your unique situation. Ongoing monitoring and review of your portfolio helps us track your investments against relevant benchmarks.
A road map for your financial priorities
Whatever stage of life you are in or financial challenges you face, we provide the thoughtful guidance to help direct your decision-making process. Our consultative approach is comprehensive: we gather insights about your unique personal and financial situation so that we can build an individually tailored financial plan.
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
$2.8 trillion
In invested assets globally
As of 06/30/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
Your message has been successfully submitted.
Your submission was unsuccessful.