Experience

Makes all the difference

Phil Nesbitt, CFP

Senior Vice President–Wealth Management

Financial Advisor

A Southern California native, Phil has his Bachelor's Degree in Business with an emphasis in Securities and Investing from Cal State University Fullerton. He has 35+ years industry experience all the while with UBS Financial Services Inc. He is Series 4, 7, 8, 53, 63 and 65 licensed, and has been a Certified Financial Planner (CFP®) for most of his career. A former pilot, he flew missions and held offices for the Civil Air Patrol for many years. Sports, karaoke and a passion for US History, round out his professional life.

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • VA
  • WA
  • WI
135 S. State College Blvd
Suite 650
Brea, CA 92821

Email Me

nathaniel.nesbitt@ubs.com
Phil Nesbitt, CFP
135 S. State College Blvd,Brea,CA,92821

Rod Engel

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AR
  • AZ
  • CA
  • CO
  • FL
  • GA
  • HI
  • ID
  • IN
  • KY
  • MD
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • UT
  • WA
  • WI
135 S. State College Blvd
Suite 650
Brea, CA 92821

Email Me

rodney.engel@ubs.com
Rod Engel
135 S. State College Blvd,Brea,CA,92821

Lisa Miller

First Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • WA
  • WI
  • WV
135 S. State College Blvd
Suite 650
Brea, CA 92821

Email Me

lisa.l.miller@ubs.com
Lisa Miller
135 S. State College Blvd,Brea,CA,92821

Shawna Gwin

Authorized Officer

Senior Client Associate

A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 20 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, a fondness for all things outdoors and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.

Registered States:
  • CA
135 S. State College Blvd
Suite 650
Brea, CA 92821

Email Me

shawna.gwin@ubs.com
Shawna Gwin
135 S. State College Blvd,Brea,CA,92821

Veronica Aquino

Client Associate

135 S. State College Blvd
Suite 650
Brea, CA 92821

Email Me

veronica.aquino@ubs.com
Veronica Aquino
135 S. State College Blvd,Brea,CA,92821