Let's move forward. Together.

Mountain climbers reaching the summit

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Phil Nesbitt

    Phil Nesbitt, CFP

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • MD
    • ME
    • MI
    • MN
    • MO
    • MT
    • NC
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA
    • WI

    A Southern California native, Phil has his Bachelor's Degree in Business with an emphasis in Securities and Investing from Cal State University Fullerton. He has 35+ years industry experience all the while with UBS Financial Services Inc. He is Series 4, 7, 8, 53, 63 and 65 licensed, and has been a Certified Financial Planner (CFP®) for most of his career. A former pilot, he flew missions and held offices for the Civil Air Patrol for many years. Sports, karaoke and a passion for US History, round out his professional life.

          135 S. State College Blvd
          Suite 650
          Brea, CA 92821
          nathaniel.nesbitt@ubs.com
          Phil Nesbitt, CFP
          135 S. State College Blvd,Brea,CA,92821
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          Rod Engel

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AL
          • AR
          • AZ
          • CA
          • CO
          • FL
          • GA
          • HI
          • ID
          • IN
          • KY
          • MD
          • NC
          • NE
          • NJ
          • NM
          • NV
          • NY
          • OR
          • PA
          • SC
          • SD
          • TN
          • TX
          • UT
          • WA
          • WI

                135 S. State College Blvd
                Suite 650
                Brea, CA 92821
                rodney.engel@ubs.com
                Rod Engel
                135 S. State College Blvd,Brea,CA,92821
              • Lisa Miller

                Lisa Miller

                First Vice President–Wealth Management

                Financial Advisor

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                • AZ
                • CA
                • CO
                • FL
                • GA
                • HI
                • IA
                • ID
                • IL
                • IN
                • MN
                • MO
                • MT
                • NC
                • NH
                • NJ
                • NV
                • NY
                • OR
                • PA
                • SC
                • TN
                • TX
                • UT
                • WA
                • WI
                • WV

                      135 S. State College Blvd
                      Suite 650
                      Brea, CA 92821
                      lisa.l.miller@ubs.com
                      Lisa Miller
                      135 S. State College Blvd,Brea,CA,92821
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                      Shawna Gwin

                      Authorized Officer

                      Senior Client Associate

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                      • CA

                      A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 20 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, a fondness for all things outdoors and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.

                            135 S. State College Blvd
                            Suite 650
                            Brea, CA 92821
                            shawna.gwin@ubs.com
                            Shawna Gwin
                            135 S. State College Blvd,Brea,CA,92821
                          • Veronica Aquino Profile Picture

                            Veronica Aquino

                            Client Associate

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                                    135 S. State College Blvd
                                    Suite 650
                                    Brea, CA 92821
                                    veronica.aquino@ubs.com
                                    Veronica Aquino
                                    135 S. State College Blvd,Brea,CA,92821
                                  Three generations in apple orchard

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                                  ElectionWatch 2024

                                  24 questions for the '24 US election

                                  Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

                                  The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

                                  Download the report

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