Let's move forward. Together.

Mountain climbers reaching the summit

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Chess board

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Phil Nesbitt

    Phil Nesbitt, CFP

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • IA
    • IL
    • IN
    • MD
    • ME
    • MI
    • MO
    • MT
    • NC
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA

    A Southern California native, Phil has his Bachelor's Degree in Business with an emphasis in Securities and Investing from Cal State University Fullerton. He has 35+ years industry experience all the while with UBS Financial Services Inc. He is Series 4, 7, 8, 53, 63 and 65 licensed, and has been a Certified Financial Planner (CFP®) for most of his career. A former pilot, he flew missions and held offices for the Civil Air Patrol for many years. Sports, karaoke and a passion for US History, round out his professional life.

          135 S. State College Blvd
          Suite 650
          Brea, CA 92821
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          Rod Engel

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AL
          • AR
          • AZ
          • CA
          • CO
          • FL
          • GA
          • HI
          • ID
          • IN
          • KY
          • MD
          • NC
          • NE
          • NJ
          • NM
          • NV
          • NY
          • OR
          • PA
          • SC
          • SD
          • TN
          • TX
          • UT
          • WA
          • WI

                135 S. State College Blvd
                Suite 650
                Brea, CA 92821
              • Lisa Miller

                Lisa Miller

                First Vice President–Wealth Management

                Financial Advisor

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                • AZ
                • CA
                • CO
                • FL
                • GA
                • HI
                • IA
                • ID
                • IL
                • IN
                • MN
                • MO
                • MT
                • NC
                • NH
                • NJ
                • NV
                • NY
                • OR
                • PA
                • SC
                • TN
                • TX
                • UT
                • WA
                • WI
                • WV

                      135 S. State College Blvd
                      Suite 650
                      Brea, CA 92821
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                      Shawna Gwin

                      Senior Client Associate

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                      • CA

                      A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 20 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, a fondness for all things outdoors and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.

                            135 S. State College Blvd
                            Suite 650
                            Brea, CA 92821
                          • Veronica Aquino Profile Picture

                            Veronica Aquino

                            Client Associate

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                                    135 S. State College Blvd
                                    Suite 650
                                    Brea, CA 92821

                                  Focus on liquidity management

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                                  UBS and Credit Suisse—stronger than ever

                                  Managing wealth is our craft

                                  We’re committed to understanding what wealth means for you.

                                  At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

                                  Backed by the strength of UBS

                                  A global leader in wealth management

                                  $5+ trillion

                                  In invested assets globally 
                                  As of 11/07/2023

                                  51 countries

                                  Our global footprint

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                                  UBS is a world-leading wealth manager

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