Let's move forward. Together.

Mountain climbers reaching the summit

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Chess board

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Phil Nesbitt

    Phil Nesbitt, CFP

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KY
    • ME
    • MI
    • MO
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA
    • WV

    A Southern California native, Phil has his Bachelor's Degree in Business with an emphasis in Securities and Investing from Cal State University Fullerton. He has 35+ years industry experience all the while with UBS Financial Services Inc. He is Series 4, 7, 8, 53, 63 and 65 licensed, and has been a Certified Financial Planner (CFP®) for most of his career. A former pilot, he flew missions and held offices for the Civil Air Patrol for many years. Sports, karaoke and a passion for US History, round out his professional life.

          One Pointe Drive
          Suite 140
          Brea, CA 92821
        • Rodney L. Engel Profile Picture

          Rod Engel

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AL
          • AR
          • AZ
          • CA
          • CO
          • FL
          • GA
          • HI
          • IA
          • ID
          • IN
          • KY
          • MD
          • MT
          • NC
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OK
          • OR
          • PA
          • SC
          • SD
          • TN
          • TX
          • UT
          • WA
          • WI
          • WV

                One Pointe Drive
                Suite 140
                Brea, CA 92821
              • Lisa Miller

                Lisa Miller

                Vice President–Wealth Management

                Financial Advisor

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                • AZ
                • CA
                • CO
                • FL
                • GA
                • HI
                • IA
                • ID
                • IL
                • IN
                • MO
                • MT
                • NC
                • NH
                • NJ
                • NV
                • NY
                • OR
                • PA
                • SC
                • TN
                • TX
                • UT
                • WA
                • WI
                • WV

                      One Pointe Drive
                      Suite 140
                      Brea, CA 92821
                    • Shawna Gwin

                      Shawna Gwin

                      Senior Client Associate

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                      • CA

                      A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 20 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, a fondness for all things outdoors and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.

                            One Pointe Drive
                            Suite 140
                            Brea, CA 92821
                          • Veronica Aquino Profile Picture

                            Veronica Aquino

                            Client Associate

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                                    One Pointe Drive
                                    Suite 140
                                    Brea, CA 92821
                                  • Lorraine Adams

                                    Lorraine Adams

                                    Client Associate

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                                    • CA

                                          One Pointe Drive
                                          Suite 140
                                          Brea, CA 92821

                                        The Year Ahead - Sustainable Investing

                                        Retirement planning

                                        Retirement planning

                                        Multigenerational planning

                                        Multigenerational planning

                                        Legacy—Wealth for others

                                        For needs that go beyond your own—to help you improve the lives of others

                                        What will your legacy be?
                                        It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                                        Learn more at ubs.com/wealthway.

                                        Backed by the strength of UBS

                                        A global leader in wealth management

                                        $2.8 trillion

                                        In invested assets globally 
                                        As of 06/30/2022

                                        51 countries

                                        Our global footprint

                                        Global leader

                                        UBS is a world-leading wealth manager