How can you pursue what matters most?

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By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Rodney L. Engel Profile Picture

    Rod Engel

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • IA
    • ID
    • IN
    • KY
    • MD
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • UT
    • WA
    • WI
    • WV

    Rod has spent over 24 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 30 years and they have three children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.

      • California State University Fullerton
        One Pointe Drive
        Suite 140
        Brea, CA 92821
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        Lisa Miller

        Vice President–Wealth Management

        Financial Advisor

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        • AZ
        • CA
        • CO
        • FL
        • GA
        • HI
        • IA
        • ID
        • IL
        • IN
        • MO
        • MT
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • TN
        • TX
        • UT
        • WA
        • WI
        • WV

              One Pointe Drive
              Suite 140
              Brea, CA 92821
            • Shawna J. Gwin  Profile Picture

              Shawna Gwin

              Senior Client Associate

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              • CA

              A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 16+ years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate.  Shawna is Series 7, 66, 9 and 10 licensed.  Volunteering her time as a Troop Leader for Girl Scouts of Orange County, a passion for Health & Fitness and supporting her daughter in her local FFA program helps balance out her professional life.

                • Cal State University Fullerton, Bachelor's degree
                  One Pointe Drive
                  Suite 140
                  Brea, CA 92821
                • Veronica Aquino Profile Picture

                  Veronica Aquino

                  Client Associate

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                    Veronica has been in the financial services industry for the last 15 years and has been a Client Service Associate at UBS financial Services Inc. for the last 12 years. She takes pride in developing relationships and providing a high level of customer service to clients. Over the years hundreds of retirees have relied on Veronica to help them with the rollover process, setting up monthly withdrawals, etc. Veronica is a mother of two sons, Jaden and Ethan. She loves spending quality family time with them and is actively involved in volunteering with their sport programs.

                          One Pointe Drive
                          Suite 140
                          Brea, CA 92821
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                          Lorraine Adams

                          Client Associate

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                          • CA

                                One Pointe Drive
                                Suite 140
                                Brea, CA 92821

                              The Year Ahead - Sustainable Investing

                              Retirement planning

                              Retirement planning

                              Multigenerational planning

                              Multigenerational planning

                              Legacy—Wealth for others

                              For needs that go beyond your own—to help you improve the lives of others

                              What will your legacy be?
                              It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                              Learn more at ubs.com/wealthway.

                              Backed by the strength of UBS

                              A global leader in wealth management

                              $2.8 trillion

                              In invested assets globally 
                              As of 06/30/2022

                              51 countries

                              Our global footprint

                              Global leader

                              UBS is a world-leading wealth manager