How can you pursue what matters most?

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Get started on your financial plan

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Rod Engel

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- FL
- GA
- HI
- ID
- IN
- KY
- MD
- NC
- NE
- NJ
- NM
- NV
- NY
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
Rod has spent over 24 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 30 years and they have three children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.
- California State University Fullerton
135 S. State College Blvd
Suite 650
Brea, CA 92821

rodney.engel@ubs.com

Rod Engel

135 S. State College Blvd,Brea,CA,92821
Lisa Miller

First Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- CO
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- MN
- MO
- MT
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- SC
- TN
- TX
- UT
- WA
- WI
- WV
135 S. State College Blvd
Suite 650
Brea, CA 92821

lisa.l.miller@ubs.com

Lisa Miller

135 S. State College Blvd,Brea,CA,92821
Shawna Gwin

Authorized Officer

Senior Client Associate
View bio
- CA
A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 16+ years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Volunteering her time as a Troop Leader for Girl Scouts of Orange County, a passion for Health & Fitness and supporting her daughter in her local FFA program helps balance out her professional life.
- Cal State University Fullerton, Bachelor's degree
135 S. State College Blvd
Suite 650
Brea, CA 92821

shawna.gwin@ubs.com

Shawna Gwin

135 S. State College Blvd,Brea,CA,92821
Veronica Aquino

Client Associate
View bio
Veronica has been in the financial services industry for the last 15 years and has been a Client Service Associate at UBS financial Services Inc. for the last 12 years. She takes pride in developing relationships and providing a high level of customer service to clients. Over the years hundreds of retirees have relied on Veronica to help them with the rollover process, setting up monthly withdrawals, etc. Veronica is a mother of two sons, Jaden and Ethan. She loves spending quality family time with them and is actively involved in volunteering with their sport programs.
135 S. State College Blvd
Suite 650
Brea, CA 92821

veronica.aquino@ubs.com

Veronica Aquino

135 S. State College Blvd,Brea,CA,92821
Lorraine Adams

Client Associate
View bio
- CA
One Pointe Drive
Suite 140
Brea, CA 92821

lorraine.adams@ubs.com

Lorraine Adams

One Pointe Drive,Brea,CA,92821

Rod Engel

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- FL
- GA
- HI
- ID
- IN
- KY
- MD
- NC
- NE
- NJ
- NM
- NV
- NY
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
Rod has spent over 24 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 30 years and they have three children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.
- California State University Fullerton
135 S. State College Blvd
Suite 650
Brea, CA 92821

rodney.engel@ubs.com

Rod Engel

135 S. State College Blvd,Brea,CA,92821
Lisa Miller

First Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- CO
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- MN
- MO
- MT
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- SC
- TN
- TX
- UT
- WA
- WI
- WV
135 S. State College Blvd
Suite 650
Brea, CA 92821

lisa.l.miller@ubs.com

Lisa Miller

135 S. State College Blvd,Brea,CA,92821
Shawna Gwin

Authorized Officer

Senior Client Associate
View bio
- CA
A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 16+ years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Volunteering her time as a Troop Leader for Girl Scouts of Orange County, a passion for Health & Fitness and supporting her daughter in her local FFA program helps balance out her professional life.
- Cal State University Fullerton, Bachelor's degree
135 S. State College Blvd
Suite 650
Brea, CA 92821

shawna.gwin@ubs.com

Shawna Gwin

135 S. State College Blvd,Brea,CA,92821
Veronica Aquino

Client Associate
View bio
Veronica has been in the financial services industry for the last 15 years and has been a Client Service Associate at UBS financial Services Inc. for the last 12 years. She takes pride in developing relationships and providing a high level of customer service to clients. Over the years hundreds of retirees have relied on Veronica to help them with the rollover process, setting up monthly withdrawals, etc. Veronica is a mother of two sons, Jaden and Ethan. She loves spending quality family time with them and is actively involved in volunteering with their sport programs.
135 S. State College Blvd
Suite 650
Brea, CA 92821

veronica.aquino@ubs.com

Veronica Aquino

135 S. State College Blvd,Brea,CA,92821
Lorraine Adams

Client Associate
View bio
- CA
One Pointe Drive
Suite 140
Brea, CA 92821

lorraine.adams@ubs.com

Lorraine Adams

One Pointe Drive,Brea,CA,92821

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

House View Monthly

A leading global wealth manager

ElectionWatch 2024

24 questions for the '24 US election

Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

Download the report

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

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How can you pursue what matters most?

Pursuing your goals together

Rod Engel

Lisa Miller

Shawna Gwin

Veronica Aquino

Lorraine Adams

Rod Engel

Lisa Miller

Shawna Gwin

Veronica Aquino

Lorraine Adams

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Education

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Turn possibilities into a plan

House View Monthly

A leading global wealth manager

ElectionWatch 2024

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