Let's move forward. Together.

Jeff began his career as a Financial Advisor in the Fall of 1988 with Kidder Peabody and has enjoyed spending his entire career with the same firm (Kidder Peabody was acquired by UBS).  Jeff, a lifelong resident of Northern Kentucky, attended Newport Central Catholic, graduated from Duke University and went on to earn his MBA from Xavier University.  Jeff and his wife are blessed with two beautiful children with which they enjoy travel and many local activities.  Jeff is an active coach and volunteer for Newport Central Catholic and their parish, St. Thomas.  His practice consists of individual clients, corporations and non-profits located in 31 states and territories and holds Series 3, 7 and 63 licenses.

As a UBS Financial Advisor, Seth leverages the full suite of UBS capabilities to deliver customized financial planning and wealth management solutions for his high-net-worth clients.

Seth carries numerous industry designations, including:  Certified Financial Planner™ (CFP®), Certified Private Wealth Advisor® (CPWA®), Certified Exit Planning Advisor® (CEPA®), and Accredited Wealth Management Advisor℠ (AWMA®).

Seth has over a decade of wealth management experience with a focus on advising business owners, corporate executives, and wealthy families through the complexities of multigenerational wealth, cash flow management, investment management, retirement planning and tax planning strategies. 

Seth graduated from the University of Cincinnati with a Bachelor’s degree in finance and business economics.  He currently lives in Cincinnati with his wife, Sara, and their son, Eli.  Outside of the office, Seth enjoys staying active through various hobbies including golf, basketball, billiards, and snow skiing, as well as traveling and seeing live music.

Gary began his career as an administrative assistant at Gradison in 2004. Gary obtained his CERTIFIED FINANCIAL PLANNER™ designation in 2011 and now serves as a Wealth Strategy Associate.  Gary assists clients in the personal financial planning process and is well-versed in effective retirement and income strategies.  Gary holds a B.S. in Finance from Miami University.  Gary is an avid traveler, chef, and enjoys playing golf and basketball.  Gary currently holds the Series 7 and 66 licenses as well as the CFP® designation.

Spencer graduated from the University of Kentucky with a B.S. in Accounting and Finance. He currently holds both the SIE and Series 7 Licenses. He also plans to keep moving forward by earning the Series 66 as well as the CFP.

Outside of UBS, Spencer enjoys various activities such as golf, working out, and cheering on the University of Kentucky Wildcats.

Alex graduated from the University of Kentucky with a B.A. in International Studies & Arabic. She has been in the financial industry since 2019. She currently holds the Series 6, 7, 63 and 66 as well as her insurance licenses. Outside of work, Alex enjoys reading, traveling, and all things sports.