Insight-based advice

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Ernie has been providing individuals, families, and businesses with comprehensive wealth management and investment solutions for over two decades. He employs a disciplined and holistic approach of analyzing cash flows and risk tolerances to construct individualized and tailored portfolios that suit specific needs. Ernie also provides extensive knowledge in retirement and legacy planning, as well as financing strategies and options.

Ernie spent 12 years with Merrill Lynch and 4 years with Morgan Stanley before joining UBS in 2014. Ernie is proud to provide our clients with the extensive research and wealth management solutions that UBS has to offer.

Ernie resides in Oakland, NJ with his wife Tracy, and daughters Ava and Olivia.

• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Portfolio Manager

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James has over 18 years of financial industry experience. He joined UBS in 2014 after more than 10 years as part of a wealth management team, with Ernie Kloock, at Merrill Lynch.  James works closely with Ernie, managing client relations including investment oversight and monitoring risk, as well as assisting with other various wealth management solutions.

James graduated with a degree in Finance and Economics from Syracuse University in 2004. He also went on to attain his Chartered Retirement Planning Counselor License in 2008.

James resides in Wayne, NJ with his daughter Ava.

• Syracuse University, B.S., Finance and Economics

• Chartered Retirement Planning Counselor

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