Anthony L. Venetta
View FINRA BrokerCheck informationContact us

An experienced and committed team

Muirfield Wealth Partners

Financial and life planning across generations

The wealth you’ve built offers a world of possibilities, as well as
complex questions. You want to live well in retirement, secure the
future for those you love, and leave a meaningful legacy. But it can
be challenging to navigate planning choices, investment options
and tax consequences.
We are a large, multigenerational team of knowledgeable financial
advisors with deep capabilities and skillsets. We help successful
families by creating strategies and solutions that give them
confidence about their future.
Our goal is to help our clients go from success to significance,
from prosperity to purpose.

Colin Parks

Managing Director–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV

Colin Parks

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Colin Parks

Credentials

  • CERTIFIED FINANCIAL PLANNER

Colin Parks

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Colin Parks

Managing Director–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Credentials

  • CERTIFIED FINANCIAL PLANNER
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

colin.parks@ubs.com
Colin Parks
5007 Horizons Dr.,Upper Arlington,OH,43220

Derek Hegarty

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Derek Hegarty

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Derek Hegarty

Credentials

  • CERTIFIED FINANCIAL PLANNER

Derek Hegarty

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Derek Hegarty

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Credentials

  • CERTIFIED FINANCIAL PLANNER
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

derek.hegarty@ubs.com
Derek Hegarty
5007 Horizons Dr.,Upper Arlington,OH,43220

Stephanie McCurdy

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Stephanie McCurdy

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • Forbes Top Women Wealth Advisors Best-in-State, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Stephanie McCurdy

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Stephanie McCurdy

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • Forbes Top Women Wealth Advisors Best-in-State, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

stephanie.mccurdy@ubs.com
Stephanie McCurdy
5007 Horizons Dr.,Upper Arlington,OH,43220

Edward Snyder

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Edward Snyder

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
  • UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Edward Snyder

Credentials

  • CERTIFIED FINANCIAL PLANNER
  • CPWA®

Edward Snyder

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Edward Snyder

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
  • UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Credentials

  • CERTIFIED FINANCIAL PLANNER
  • CPWA®
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

edward.snyder@ubs.com
Edward Snyder
5007 Horizons Dr.,Upper Arlington,OH,43220

Joseph Trocchio

Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Joseph Trocchio

Credentials

  • Chartered Retirement Planning Counselor

Joseph Trocchio

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Joseph Trocchio

Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Credentials

  • Chartered Retirement Planning Counselor
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

joseph.trocchio@ubs.com
Joseph Trocchio
5007 Horizons Dr.,Upper Arlington,OH,43220

Anthony Trocchio

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Anthony Trocchio

Credentials

  • CERTIFIED FINANCIAL PLANNER

Anthony Trocchio

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Anthony Trocchio

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Credentials

  • CERTIFIED FINANCIAL PLANNER
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

anthony.trocchio@ubs.com
Anthony Trocchio
5007 Horizons Dr.,Upper Arlington,OH,43220

Avery Venetta

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Avery Venetta

Credentials

  • CERTIFIED FINANCIAL PLANNER

Avery Venetta

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Avery Venetta

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NE
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
  • WV

Credentials

  • CERTIFIED FINANCIAL PLANNER
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

avery.venetta@ubs.com
Avery Venetta
5007 Horizons Dr.,Upper Arlington,OH,43220

James Slaven

Team Administrator

MBA

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • KY
  • MA
  • MI
  • NC
  • NJ
  • NY
  • OH
  • PA
  • SC
  • TX

James Slaven

Credentials

  • MBA

James Slaven

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

James Slaven

Team Administrator

MBA

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • KY
  • MA
  • MI
  • NC
  • NJ
  • NY
  • OH
  • PA
  • SC
  • TX

Credentials

  • MBA
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

jeb.slaven@ubs.com
James Slaven
5007 Horizons Dr.,Upper Arlington,OH,43220

Curtis Steube

Senior Wealth Strategy Associate

Certified Investment Management Analyst

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • KS
  • KY
  • MA
  • MD
  • ME
  • MI
  • MO
  • NC
  • NE
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • SC
  • TX
  • VA

Curtis Steube

Credentials

  • Certified Investment Management Analyst
  • CERTIFIED FINANCIAL PLANNER

Curtis Steube

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Curtis Steube

Senior Wealth Strategy Associate

Certified Investment Management Analyst

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • KS
  • KY
  • MA
  • MD
  • ME
  • MI
  • MO
  • NC
  • NE
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • SC
  • TX
  • VA

Credentials

  • Certified Investment Management Analyst
  • CERTIFIED FINANCIAL PLANNER
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

curtis.steube@ubs.com
Curtis Steube
5007 Horizons Dr.,Upper Arlington,OH,43220

Susan Biehl

Senior Client Associate

Registered States:
  • FL
  • OH

Susan Biehl

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Susan Biehl

Senior Client Associate

Registered States:
  • FL
  • OH
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

suzy.biehl@ubs.com
Susan Biehl
5007 Horizons Dr.,Upper Arlington,OH,43220

Krista Byrd

Client Associate

Krista Byrd

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Krista Byrd

Client Associate

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

krista.byrd@ubs.com
Krista Byrd
5007 Horizons Dr.,Upper Arlington,OH,43220

Jodi Graney

Senior Client Associate

Registered States:
  • OH

Jodi Graney

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Jodi Graney

Senior Client Associate

Registered States:
  • OH
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

jodi.graney@ubs.com
Jodi Graney
5007 Horizons Dr.,Upper Arlington,OH,43220

Elizabeth Rugg

Senior Registered Client Associate

Registered States:
  • FL
  • OH

Elizabeth Rugg

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Elizabeth Rugg

Senior Registered Client Associate

Registered States:
  • FL
  • OH
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

elizabeth.m.rugg@ubs.com
Elizabeth Rugg
5007 Horizons Dr.,Upper Arlington,OH,43220

Jessica Lonyo

Client Associate

Jessica Lonyo

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Jessica Lonyo

Client Associate

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

jessica.lonyo@ubs.com
Jessica Lonyo
5007 Horizons Dr.,Upper Arlington,OH,43220

Connor Parks

Client Associate

Connor Parks

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

Connor Parks

Client Associate

5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220

Email Me

connor.parks@ubs.com
Connor Parks
5007 Horizons Dr.,Upper Arlington,OH,43220

Products and services mentioned on these web pages may not be available for residents of certain nations.  Please consult the sales restrictions relating to the service in question for further information. http://www.ubs.com  

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPC . Member FINRA . UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA 

Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.html.

Notice for Non-U.S. Investors . Notice for Non-Puerto Rico Investor . Order Routing Disclosure . Statement of Financial Condition. Statement of Financial Condition- UBS FSI of Puerto Rico. Best Execution Statement. Loan Disclosure Statement. Account Sweep Yields. Advisory & Brokerage Services. CFP Board's Trademark Disclaimer. Important Information About Auction Rate Securities (Not for Puerto Rico). Futures Commission Merchant (FCM) Information for UBS Financial Services Inc . Agreements and Disclosure 

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