Let's move forward. Together.

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

Mature couple front yard

Alan Katz, CRPC

Senior Vice President–Wealth Management

Alan has over 35 years of experience in wealth and asset management. Prior to joining UBS in 2012, Alan spent his career at Merrill Lynch as a First Vice President. As a Portfolio Manager, he has developed a detailed portfolio construction process geared to helping his clients meet their life goals while attempting to manage their risk. Alan is a CRPC® which enables him to create a holistic Financial Plan encompassing all aspects of a client's financial life including liability management. Alan received his B.A. from the University of Vermont. He lives in Roslyn, New York with his wife Dana.

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • IN
  • KY
  • LA
  • MA
  • MD
  • MI
  • MN
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • PA
  • RI
  • SC
  • TN
  • TX
  • VA
  • VT
  • WA

Education

  • B.A., Major in Economics, History and Social Sciences, University of Vermont

Credentials

  • Chartered Retirement Planning Counselor
  • Portfolio Manager
One Jericho Plaza
Jericho, NY 11753
  • (516) 745-8950

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The Year Ahead - Sustainable Investing

Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

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A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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