Let's move forward. Together.

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Gino R. Stumpo, CFP®, CRPC® is a Managing Director – Wealth Management, Portfolio Manager and Wealth Advisor at UBS. Priding himself on having founded his career on providing highly personalized wealth management services, Gino has established a reputable practice assisting high net worth individuals with retirement planning and portfolio management. 

The enduring client relationships he has built for nearly 25 years are based on delivering comprehensive advice. As a Certified Financial Planner™ and Chartered Retirement Planning Counselor™, he has developed his practice by helping individuals create quantified retirement plans. A proponent of increasing one’s “financial IQ,” he frequently conducts informational workshops for employees of Fortune 500 corporations. 

Gino has been featured in the media, including publications such as Forbes, Bloomberg, Long Beach Business Journal, Southbay, Modern Luxury, Bay Window, and Golf Digest. Gino has also been named a Forbes Best-In-state Wealth Advisor for five consecutive years for 2019, 2020, 2021, 2022, 2023, and 2024. 

Outside of the office, Gino is a sponsor of various charity organizations, including the Juvenile Diabetes Research Foundation. Gino and his wife, Ana Maria, reside in Newport Coast, California with their three children Lucca, Nicco, Gianna and beloved Goldendoodle, Bentley. As a family, they enjoy traveling, discovering new restaurants, hosting family gatherings, and hiking Crystal Cove State Park with friends. 

Education 

Bachelor of Science, finance with a concentration in investments – California State University, Long Beach, 1999 

Certified Financial Planner™ (CFP®), Kaplan University, 2006 

Chartered Retirement Planning CounselorSM (CRPC®), College for Financial Planning, 2012 

Certificate in Financial Management for the Family Office, Pepperdine/Graziadio Business   School, 2019 

Advanced IRA rollover studies, The Broyles-Leadem Institute 
 

• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• Managing Director-Wealth Management
• CA Insurance License #:0D04709

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Mark Sikorski is a UBS Financial Advisor based out of the Manhattan Beach branch and has been with UBS for 29 years. His formal title is Senior Vice President – Wealth Management and Senior Portfolio Manager. Mark began his career in 1993 with Oppenheimer & Co., Inc. He then joined UBS Financial Services Inc. in 1995. He served in the US Air Force as a non-commissioned officer and was honorably discharged after 6 years of service. He then went on to serve as a Los Angeles Police Officer. 

Although he retired from a career in public service, he appreciates the connections he continues to make and maintain with law enforcement officers. At the start of his career in wealth management, he developed a client niche managing the hard-earned funds of our courageous first responders. It was a natural fit; they trust him because his two brothers, sister, and he have worn the badge. After three decades, he remains dedicated to bringing world-class investment consulting and wealth management services to law enforcement and fire unions. His clientele includes professional peace officer unions, correctional peace officer unions, probation officer unions, district attorney investigators unions, city employee unions, management employee unions, government attorney unions, retired law enforcement, retired fire firefighters, and select private clients.

His experience also extends to developing strategies for insurance and benefit trusts, retiree medical/benefit trusts, benevolent associations, and charitable organizations. 

Mark has been registered with FINRA since 1994 and holds the Series 7, 63, 65, and CA insurance license.

• Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• Senior Vice President–Wealth Management
• CA Insurance License #:0E06352

CA Insurance License 0F19432

Claudia has over 20 years of experience in the financial services industry, including her extensive background in managing client relationships. Her responsibilities are focused on operation, financial reporting, market research and client service initiatives. She takes a holistic approach to anticipate client's needs and believes in developing client relations built on trust and integrity. Her dedication to complex problem solving makes her a valuable asset to clients. She earned her FINRA Securities Series 7, Series 66, and holds a California Insurance license. Away from the office, she loves spending time with her two children and enjoys traveling.

Ashlee graduated in 2018 from California State University Long Beach with a degree in Business Administration & Management. After graduating she was hired on as Business Services Lead to a small company where she worked four and a half years, before joining UBS Financial. Outside of work, she enjoys spending time with her husband and their two dogs, a lab and a 20lb mix. She loves to travel, swim, free dive, and tackle home improvement projects in her spare time.

Courtney graduated from California State University Dominguez Hills where she played volleyball and earned a Bachelor of Science degree in Health Sciences. Courtney comes to UBS from Public Agency Retirement Services where she worked as a Plan Support Specialist. In her spare time, Courtney enjoys playing with her two daughters and relaxing with her husband and German Shepard.    

As the team's marketing associate, Julia is responsible for overseeing the planning, development and execution of the team's strategic marketing and advertising initiatives to drive new business. Julia graduated from California State University, Fullerton with a degree in Communications and an emphasis in public relations. After graduating, she worked as an account coordinator at a public relations and marketing agency before joining UBS. In her free time, Julia is a dance teacher in Orange County and enjoys spending time with friends and family.

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CA Insurance License #:4185764

William "Will" graduated from Pepperdine Graziadio Business School, where he pursued his Master's in Applied Finance. He previously worked in the insurance industry after graduating from the University of Colorado, Boulder. While pursuing his master's degree, he worked as an Equity Analyst at Quincy Cass Investment Management in Los Angeles. In his free time, Will enjoys outdoor activities including hiking, surfing, and running.